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Listening to Reason: Culture, Subjectivity, and Nineteenth-Century
Music, by Michael P. Steinberg. Princeton: Princeton University
Press, 2004. [xiv, 246 p. ISBN 0691116857 $29.95 (cloth)]
Music in the Culture of Polish Galicia, 1772–1914,
by Jolanta T. Pekacz. Rochester Studies in Central Europe. Rochester:
University of Rochester Press, 2002. [x, 252 p. ISBN 1580461093
$85.00 (cloth)]
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That music’s role in culture is a central preoccupation
of recent musicology will surprise no one, least of all readers of
this journal. Historians of culture, however, have for the most part
paid far less attention to music. To be sure, there are noteworthy
exceptions: Carl Schorske’s influential Fin-de-Siècle
Vienna presented Arnold Schoenberg’s turn to atonality
as one of the crucial cultural developments of the period; more recently,
James H. Johnson has gone further, presenting a cultural history of
18th- and 19th-century Paris through audience behaviors in Listening
in Paris: A Cultural History; and William Weber’s career
has been devoted to exploring the rise of the culture of European
serious music. Nonetheless, Michael P. Steinberg’s introductory
observation remains largely true: historians “have not been
as receptive to the musical dimensions of history as the musicologists
have increasingly been to historical contexts” (3). Both Steinberg’s
Listening to Reason: Culture, Subjectivity and Nineteenth-Century
Music and Jolanta T. Pekacz’s Music in the Culture
of Polish Galicia, 1772–1914, each written by a historian
with an unusually extensive grounding in musicology, set out to correct
that disciplinary oversight, arguing not only that music contributes
essentially to culture, but also that, far from being a peripheral
matter for historians, music ought to be recognized as providing insights
into culture not otherwise readily accessible. Beyond that similarity,
though, these two studies diverge radically. Indeed, despite the occurrence
of both “music” and “culture” in each book’s
title, one would for the most part be hard-pressed to make a convincing
case that these authors are in fact concerned with the same phenomena.
As a result, juxtaposing the two reveals basic conceptual issues that
merit consideration by anyone with an interest in understanding music’s
historical place(s) in culture.
- Some of the contrasts between these two books are obvious: where Steinberg’s
title universalizes ([all, one presumes] “nineteenth-century music”),
Pekacz’s specifies not just one nation, but one part of one—the
territory of Poland annexed by Austria in the partition of 1772; where
Steinberg seeks to read cultural developments in specific works of music,
Pekacz polemicizes against limiting the study of music in culture to
that approach and seeks instead to study “the ways [music] participated
in the modernization process—as part of the industrialization;
as a tool of moral and social pedagogy; and as an element in constructing
individual and collective identities, social status, and a sense of
community” (2); and where Steinberg limits his discussion to a
select handful of prominent, canonic works, Pekacz seeks to develop
“an approach that may be equally applicable to peripheral regions
as well as cultural centers, with a potential of providing a meaningful
cultural commentary from a variety of musical phenomena, genres, forms,
and practices, not only from masterpieces” (4).
- To a certain extent, these differences seem to follow naturally from
each author’s topic: on the one hand the world of European art
music during its most prominent and familiar period, and on the other
a marginalized province in which, when music as high art appeared at
all, it was as imported fashion. But there is a more basic difference,
rooted in each author’s understanding of a term on which neither
dwells: “culture,” which Raymond Williams’s Keywords
famously described as “one of the two or three most complicated
words in the English language” (full
entry). Although, as I will discuss shortly, Steinberg develops
a sophisticated conception of music’s role in culture, both his
implicit assertion of the general relevance of that culture and his
focus on canonic works link him to the concept of culture as unitary
civilization, the familiar high culture of canonic music history. By
contrast, it is perhaps Pekacz’s greatest strength that she not
only explicitly rejects a simple division of musical culture into high
and low (5–8), but also clearly defines her goal as establishing
music’s place within a single historically and geographically
defined location, thereby aligning her conception of culture with that
more familiar in social history and anthropology (see William H. Sewell’s
recent survey of conceptions of culture in those areas for a useful
overview).
- Although this brief comparison may seem headed toward a dismissal
of Steinberg’s approach in favor of Pekacz’s, such a conclusion
would overlook Steinberg’s real strengths; Listening to Reason
is an ambitious and impressive attempt to establish the significance
of music within the intellectual culture of the long nineteenth century
in Europe. Perhaps
its most impressive accomplishment is the theoretical framework it establishes
for that significance. With refreshing clarity and concision, Steinberg
defines and historicizes a term that would surely be a strong contender
on a current version of Williams’s list of complicated words,
and that has become something of a fetish in recent musicology, invoked
far more often than it is explained: subjectivity. Beginning with the
modernist desire for emancipation and hence autonomy of the subject,
Steinberg understands subjectivity as “the life” of that
subject (4), where the free, autonomous subject is itself a historically
specific creation, “the desire of modernity” (6). Subjectivity,
then denotes “the subject in motion, the subject in experience
and analysis of itself and the world” (5). Music plays a crucial
role in this phenomenon because of what Steinberg terms “the two
fictions of modern music”—that “music can and does
speak in the first person” and that it also “listens”—in
short, music itself is understood as a self-conscious, reflective interlocutor
(9). Music, then, quite literally tells us who we are, or at least,
who we might become: “listening to music takes place at the same
time as music (invested with the fiction of subjectivity) listens and
reasons; listening in order to reason, to learn the (political) art
of subjectivity” (10). And because Steinberg sees the essential
transition to modernity as the leaving behind of a theatrical and controlling
baroque culture (the study of which, particularly in Austria, has been
a focal point of his previous scholarship) in search of an autonomous,
self-realizing subject, the changing record of what music has to say
becomes of critical interest to the historian charting the vicissitudes
of that development.
- Given this critical concern with autonomy and the self as historical
phenomena, it comes as no surprise that Theodor Adorno looms large in
Steinberg’s work, and like Adorno, Steinberg reads the long music-historical
period he considers (“from Mozart to Mahler” [xii], although
his penultimate chapter moves chronologically beyond this limit to consider
Janáček’s Makropoulos Case, Schoenberg’s
Moses und Aaron, and Berg’s Lulu) as one leading
inevitably to fragmentation and to defeat of the hope for the subject
with which it opened. But Steinberg seeks to develop Adorno’s
dispersed commentaries into a coherent account of an era, and his accounts
of musical works, while (largely successfully) seeking to characterize
without technical detail, have a degree of specificity that Adorno’s
often lack.
- Steinberg’s case studies are sometimes rich in detail, sometimes
almost breathless in their scope, and a summary will inevitably flatten
them, but it can suggest the overall course of his argument. His history
begins with Mozart’s operas, reading Don Giovanni, Le
Nozze di Figaro, and Così fan tutte
as “steps of a revolutionary articulation of modern subjectivity”
(21), in which bourgeois subjectivity is first represented as emerging
through an archetypal patricide of the representatives of the baroque
order, then placed in class-based and psychically charged opposition
to it, and finally presented in a world in which patriarchy and class
are suspended to allow an investigation of the nature of desire in relation
to the social order. The next chapter considers Beethoven, whose music,
Steinberg holds, is unlike Mozart’s in that it eschews representation
of particular, concrete selves in favor of an abstract heroism—“autonomous
music [that] refuses and resists absolutist postures” (62)—thus
engaging in the political critique so absent in the composer’s
life. Issues of representation and abstraction in the Fourth Piano Concerto,
Fidelio and the Ninth Symphony are the chapter’s principal
foci. “Canny and Uncanny Histories,” the following chapter,
focuses on musical developments in Leipzig and reads Mendelssohn and
Schumann, respectively, as contrasting representatives of a generation
for whom historical reflection became a central preoccupation, both
musically and intellectually. Steinberg’s nuanced consideration
of Mendelssohn negotiating among his heritages of Judaism and Protestantism,
civic life and monarchy, and historicist and contemporary styles is
one of the book’s highlights.
- As he does in many music histories, Wagner here occupies a pivotal
position. In Steinberg’s terms, not only does abstract symphonic
logic devolve into a system of representational motives, but more crucially
for the cultural argument of the book, individual subjectivity gives
way to (especially national) identity, presented in the Ring
in the generational shift between Siegmund and Siegfried and celebrated
in the conclusion of Die Meistersinger, in which the celebration
of the national subject requires the banishment of the (Jewish) outsider,
Beckmesser. That collective identity need not always align itself with
the repressively nationalistic is suggested by the following chapter’s
considerably more favorable assessments of representations of the collective
in requiems of Brahms, Verdi, and Dvořák. Opera is once
again the focus of the next chapter, as Steinberg examines what he terms
“posttraumatic” (200) attempts to explore the (im)possibility
of subjective voice after Wagner by Debussy, Bartók, Janáček,
Schoenberg, and Berg, each considered as positioned in some way (nationally,
racially, or sexually) peripheral to the Wagnerian mainstream. Finally,
a surprisingly brief consideration of Mahler’s complex engagement
with issues of program and absolute music, self-representation and reflection
(with Adorno once again offering crucial starting points, and psychoanalysis,
a recurrent interpretive strategy throughout, here making one of its
most sustained appearances) concludes the book with a portrait of perhaps
the ultimate example of music’s rich potential as a medium of
reflection on subjectivity: “Overstimulation or analytical organization?
Latent or manifest content? Dream or dream analysis? The import of Mahler’s
work for the succeeding century rests in the irresolvability of these
alternatives” (235).
- Despite Steinberg’s broad scope and the inevitable brevity of
each individual segment, his focus on central issues of musical representation
makes for a coherent overall treatment. Still, it is individual insights
that remained most striking for me; in addition to the Mendelssohn discussion
already mentioned, I might single out his discussion of the seating
plan of the Gewandhaus concert hall with its reference to sacred space
(106–9), or the analysis of Siegmund’s death as the consequence
of his violation of the gender imperatives of male self-cultivation
(142–53). And yet, Steinberg’s relentless focus on high
culture and canonic music forces the question of whether his accounts
really offer the “specific historical, cultural definition”
of music’s significance that he suggests they do (30). To take
the Gewandhaus plan as a brief example, while it is true that both the
hall’s seating, with audience members facing one another across
the hall after the manner of a church choir, and the solemn overhead
inscription (“Res severa verum gaudium” - true joy is a
serious matter) set a lofty tone, the repertoire of the Gewandhaus concerts
nevertheless maintained a conventional mix of serious and lighter music
well into the nineteenth century, suggesting that music’s role
as entertainment remained a real concern for both audiences and programmers.
But this specific historical complication is conspicuous by its absence
from Steinberg’s discussion.
- The absence of contextualization through reference to less canonic
but once prevalent contemporary repertoires and to historical audience
expectations is felt throughout the book. For instance, scholars including
Wye Allanbrook, Mary Hunter, and John A. Rice have richly “thickened”
our understanding of the conventions, gestures, and expectations of
the Viennese operatic world in ways that make clear the complex intertwining
of political, social, and aesthetic nuance that made up the multimedia
entertainment event of operatic performance, but Steinberg considers
none of their insights in his discussion of Mozart’s operas. The
result can be disconcertingly reminiscent of the conventional form of
music history in which only masterworks are relevant to one another,
and listeners are abstract ideals rather than specific historical figures.
Thus, Steinberg argues that the famous opening chords of Don Giovanni
come as shocks presenting an external, divine authority and can only
retrospectively and “lamely” be understood to represent
the Commendatore, with whose climactic reappearance they return, because
“we are not . . . informed [of the association] at the first hearing
of the overture” (28). His point, though plausible, is undermined
by the indeterminate status of the “we” who hear. Are we
to listen like original audiences, who returned frequently to the same
production, and for whom the first hearing would soon be eclipsed by
frequent (if sometimes casually attended to) later ones? Or as the later
audience members that we actually are, aware before a single note sounds
of not only the work’s towering reputation but also of the link
between those chords and the avenging statue? In neither case
does the naive first hearing seem decisive. This observation by no means
refutes Steinberg’s interpretation, but it does make clear that
we are dealing with a history from the supply side: Steinberg’s
is a cultural history of works of art in the context of the narratives
and ideologies of intellectual and music history rather than a history
of music as practiced in a particular culture.
- It is in part dissatisfaction with those narratives and ideologies
that motivates Pekacz’s very different approach. And
the programmatic choice of a region so marginal as to be invisible in
conventional music histories forces the issue: musical culture as Steinberg
conceives it was essentially non-existent in nineteenth-century Galicia.
From Pekacz’s perspective, however, Steinberg completely overlooks
the bulk of what constitutes music’s role in culture. Not surprisingly,
then, her history proceeds far differently than Steinberg’s. If
it has a patron scholar-saint, it is not Adorno, but Roger Chartier,
whose concept of culture as manifested in appropriation she paraphrases
as involving “a history of the various uses of repertoires and
genres, brought back to their fundamental social and institutional determinants
and lodged in the specific practices that produce them” (9). The
modes of music’s consumption become as crucial as its production.
This approach opens the possibility of a cultural history built not
on prescriptive hearings of works in relation to the changing concerns
of a cultural elite, but rather on a broader overview of music’s
roles within different strata of society. To provide that cross-section,
Pekacz employs a vast and highly varied array of sources, ranging from
musical publications and the press through memoirs, archives of the
state and of cultural institutions, school ordinances, and statistical
overviews. As a result of both Pekacz’s social and material focus
and the meticulous detail of her research, Music in the Culture
of Polish Galicia can provide an impressively broad portrait of
musical practices and venues and carefully analyze the varied uses to
which that activity was put by different strata of society.
- This approach also means that Pekacz emphasizes not development through
time, but rather music’s varied roles, and the study is organized
accordingly. The methodological introduction is followed by an introductory
sketch of Galician society as a cultural public, outlining the political,
social, institutional, and ideological framework in which music existed
there. While it might be argued that such a general overview was more
necessary for this relatively unfamiliar case than for the largely Austro-German
culture that Steinberg studies, this chapter too is symptomatic of Pekacz’s
method: it makes unmistakable that this is a study of a particular time
and place rather than of a repertoire that is assumed to be of general
relevance whatever its origins. Succeeding chapters are devoted to music’s
place in commerce and pedagogy and as public entertainment, and its
role in constructing cultural identity, community, status, and a sense
of nation. While each of these chapters contributes effectively to showing
the ways in which music was integrated in Galician life, I would single
out the chapter on pedagogy (62–83) as a rare example of detailed
consideration of an aspect of musical life that, although pervasive
and broadly influential, has rarely received recognition for its formative
role in musical culture.
- Even in these latter chapters, where we might expect an overlap with
Steinberg’s concern with forms of subjectivity, her approach remains
entirely different, based on establishing which music circulated in
which segments of society, how and by whom it was performed, and what
contemporary accounts reveal about its reception and impact. The specific
experience of music, although occasionally hinted at by citations of
memoirs (e.g. 152–53, 171) remains largely unconsidered, and works
are considered primarily as commodities in trade or representatives
of repertoire in particular venues (e.g. the long and varied list of
works performed by the Austrian theater in Lwów, 98–99).
The chapter on pedagogy, too, focuses on the use of music as a vehicle
for delivering approved texts (certainly the officially accepted justification
for its inclusion in curricula) rather than on the development of musical
competency; more attention to methods of instruction would have been
welcome not only because those methods were the object of intense consideration
in the nineteenth century, but also because, even if school music was
officially valued primarily as a propaganda vehicle, it also offered
many students their only formal contact with literate music and thus
could exert a formative influence well beyond its officially recognized
function. In compensation, however, the concluding chapter’s reflection
on the tensions among music’s roles as status marker, community
builder, and (mostly unrealized) focal point of national identity provides
a fine example of what a sociologically oriented study of a specific
musical culture can offer.
- Is Pekacz’s approach, then, a model for a cultural musicology
that has moved beyond chauvinistic partisanship toward the historical
study of all music? To an extent, yes. Its insistence on the material
basis of musical culture, on tracing music’s modes of circulation,
and on documenting the full range of musical practice within a given
society are salutary antidotes to the work-centricity and abstraction
of aesthetic experience that are the heritage of historical musicology.
And indeed, the appearance of such other recent work as the collection
Music and the Cultures of Print, along with a variety of other
individual studies, suggests a belatedly developing awareness of some
of these issues within musicology too. But Pekacz’s study too
has its limitations.
- First, despite the author’s hope that her work “will encourage
further research in both history and musicology on regions and musical
practices which have been marginalized by traditional disciplinary boundaries”
(10), the book leaves one such boundary curiously unexplored: this remains
a study of the music of the literate, leaving unconsidered practices
outside the scope of the public sphere of print culture, especially
rural, orally transmitted music, the traditional domain of the ethnomusicologist
and the folklorist. This not only means that the claim to represent
the full range of musical practices must be qualified, but it also raises
the question of how awareness of those practices may have affected literate
musical culture, whether through rejection, idealization, or attempts
to reform. Admittedly, documenting such unwritten practices in the past
is enormously difficult, but considering their historical traces (often
as seen through the accounts of the literate) will be essential to developing
a still more inclusive cultural musicology.
- But more than that, for all the considerable strengths of Pekacz’s
approach, musicologists would rightly be reluctant to dispense entirely
with “a close reading of the notes,” whether of “musical
masterpieces” or not (3). Just as Pekacz’s study makes clear
how much of musical culture Steinberg passes over in silence, Steinberg's
work forces the question of aesthetic experience within Galicia. Granted
that music played a host of functional social roles and that aestheticism
and belief in music’s transcendent value were largely absent from
Galician musical life, but what did matter in the specifically
musical experience? What can be gleaned from the abundant memoirs
Pekacz documents, or from analysis of specific musical repertoires,
programs, or even the (interestingly varied) series of music title pages
included as illustrations (159–68)? From this perspective,
to omit consideration of musical experience because it was not that
of traditional high culture, or to avoid on principal close analysis
of cultural texts that might suggest aspects of that experience, may
be to fall victim to an inverted version of the elitist aesthetic ideology
Pekacz is justifiably eager to escape.
- It may seem unfair to measure these two books against each other as
I have, for to do so inevitably appears to fault each author for doing
something s/he did not set out to do. Yet in the end, in seeking to
understand music in culture, we are not faced with an either/or choice
between the aesthetic-intellectual and the material-social. Awareness
of the strengths and omissions of each of these books may, indeed, suggest
the possibility of a synthesis, one that will not, to be sure, easily
be achieved, particularly in a single work. But the challenge remains:
to write a historical account of a musical culture that recognizes that
it as at least in part through the specific and irreducible encounter
with or practice of particular musics that musical culture exercises
its influence, while also acknowledging that aesthetic culture is inevitably
both enabled and appropriated by the material practices and social interests
among which (and through which) it exists.
David Gramit
University of Alberta
WORKS CITED
Johnson, James H. Listening in Paris: A Cultural History. Berkeley
and Los Angeles: University of California Press, 1995.
Schorske, Carl E. Fin-de-siècle Vienna: Politics and Culture.
New York: Alfred A. Knopf, 1980.
Sewell, William H., Jr. “The Concept(s) of Culture.” In Beyond the
Cultural Turn: New Directions in the Study of Society and Culture.
Ed. Victoria E. Bonnell and Lynn Hunt. Studies on the History of Society
and Culture 34. Berkeley and Los Angeles: University of California Press,
1999. 35–61.
Van Orden, Kate, ed. Music and the Cultures of Print. Critical
and Cultural Musicology 1. New York: Garland, 2000.
Williams, Raymond. Keywords: A Vocabulary of Culture and Society.
Revised edition. New York: Oxford University Press, 1983.
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